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Stock as Collateral
| Symbol | Name | Exchange | Group | Reuse of Collateral |
|---|---|---|---|---|
| AAU:xase | Almaden Minerals Ltd | AMEX | 4 | 60% |
| ADK:xase | Adcare Health Systems Inc. | AMEX | 5 | 0% |
| AE:xase | Adams Resources & Energy Inc. | AMEX | 5 | 0% |
| AEN:xase | Adeona Pharmaceuticals Inc. | AMEX | 7 | 0% |
| AIS:xase | Antares Pharma Inc. | AMEX | 4 | 60% |
| ALN:xase | American Lorain Corp. | AMEX | 6 | 0% |
| AMS:xase | American Shared Hospital Services | AMEX | 5 | 0% |
| ANO:xase | Anooraq Resources Corporation | AMEX | 6 | 0% |
| ANV:xase | Allied Nevada Gold Corp. | AMEX | 3 | 60% |
| ANX:xase | ADVENTRX Pharmaceuticals Inc. | AMEX | 7 | 0% |
| APP:xase | American Apparel Inc. | AMEX | 4 | 60% |
| APT:xase | Alpha Pro Tech. | AMEX | 6 | 0% |
| ASM:xase | Avino Silver and Gold Mines | AMEX | 8 | 0% |
| ATC:xase | Cycle Country Accessories Corp. | AMEX | 6 | 0% |
| AUMN:xase | Golden Minerals Co. | AMEX | 8 | 0% |
| AVL:xase | Avalon Rare Metals Inc. | AMEX | 4 | 60% |
| AXK:xase | Accelr8 Technology Inc. | AMEX | 6 | 0% |
| AXU:xase | Alexco Resource Corp. | AMEX | 4 | 60% |
| AZC:xase | Augusta Resource Corp. | AMEX | 5 | 0% |
| AZK:xase | Aurizon Mines Ltd | AMEX | 3 | 60% |
| BAA:xase | Banro Corp. | AMEX | 4 | 60% |
| BHB:xase | Bar Harbor Bankshares | AMEX | 5 | 0% |
| BKR:xase | Michael Baker Corp. | AMEX | 3 | 60% |
| BLD:xase | Baldwin Technology Co. Inc. | AMEX | 7 | 0% |
| BQI:xase | Oilsands Quest Inc. | AMEX | 6 | 0% |
| BRD:xase | Brigus Gold Corp. | AMEX | 4 | 60% |
| BTI:xase | British American Tobacco Plc | AMEX | 3 | 60% |
| BTN:xase | Ballantyne Strong Inc. | AMEX | 3 | 60% |
| BTX:xase | BioTime Inc. | AMEX | 4 | 60% |
| BVX:xase | Bovie Medical Corp. | AMEX | 7 | 0% |
| CAK:xase | CAMAC Energy Inc. | AMEX | 5 | 0% |
| CBP:xase | China Botinac Pharmaceuticals Inc. | AMEX | 5 | 0% |
| CCF:xase | Chase Corp. (United States) | AMEX | 3 | 60% |
| CDY:xase | Cardero Resources Corp. | AMEX | 6 | 0% |
| CEF:xase | Central Fund of Canada Ltd | AMEX | 3 | 60% |
| CFD:xase | Nuveen Diversified Commodity Closed Fund | AMEX | 3 | 60% |
| CGR:xase | Claude Resources Inc. | AMEX | 4 | 60% |
| CH:xase | Aberdeen Chile Fund | AMEX | 3 | 60% |
| CHGS:xase | China GengSheng Minerals Inc. | AMEX | 8 | 0% |
| CIL:xase | China Intelligent Lighting and Electronics Inc. | AMEX | 5 | 0% |
| CIX:xase | CompX International Inc. | AMEX | 5 | 0% |
| CMFO:xase | China Marine Food Group Ltd | AMEX | 5 | 0% |
| CMT:xase | Core Molding Technologies Inc. | AMEX | 8 | 0% |
| CNAM:xase | China Armco Metals Inc. | AMEX | 6 | 0% |
| CNGL:xase | China Nutrifruit Group | AMEX | 5 | 0% |
| CPD:xase | Caraco Pharmaceutical Laboratories Ltd | AMEX | 5 | 0% |
| CPHI:xase | China Pharma Holdings Inc. | AMEX | 5 | 0% |
| CQP:xase | Cheniere Energy Partners LP | AMEX | 4 | 60% |
| CRMD:xase | CorMedix Inc. | AMEX | 5 | 0% |
| CTO:xase | Consolidated Tomoka Land Co. | AMEX | 3 | 60% |
| CUR:xase | Neuralstem Inc. | AMEX | 6 | 0% |
| CVM:xase | CEL-SCI Corporation | AMEX | 5 | 0% |
| CXM:xase | Cardium Therapeutics Inc. | AMEX | 7 | 0% |
| CXZ:xase | Crosshair Exploration & Mining Corp. | AMEX | 6 | 0% |
| DDD:xase | SCOLR Pharma Inc. | AMEX | 8 | 0% |
| DEJ:xase | Dejour Enterprises Ltd | AMEX | 6 | 0% |
| DHY:xase | Credit Suisse High Yield Bond Fund | AMEX | 3 | 60% |
| DIT:xase | Amcon Distributing Co. | AMEX | 6 | 0% |
| DLA:xase | Delta Apparel Inc. | AMEX | 3 | 60% |
| DMC:xase | Document Security System Inc. | AMEX | 6 | 0% |
| DNN:xase | Denison Mines Corp. | AMEX | 4 | 60% |
| DRJ:xase | Dreams Inc. | AMEX | 6 | 0% |
| EAD:xase | Wells Fargo Advantage Income Opportunities Fund | AMEX | 3 | 60% |
| EAR:xase | HearUSA Inc. | AMEX | 5 | 0% |
| EGI:xase | Entree Gold Inc. | AMEX | 5 | 0% |
| EGT:xase | Entertainment Gaming Asia Incorporated | AMEX | 6 | 0% |
| EIM:xase | Eaton Vance Insured Municipal Bond Fund | AMEX | 3 | 60% |
| ELLI:xase | Ellie Mae Inc. | AMEX | 4 | 60% |
| EMAN:xase | eMagin Corp. | AMEX | 7 | 0% |
| ENA:xase | Enova Systems | AMEX | 6 | 0% |
| END:xase | Endeavour International Corp. | AMEX | 7 | 0% |
| EPM:xase | Evolution Petroleum Inc. | AMEX | 3 | 60% |
| ETAK:xase | Elephant Talk Communications Inc. | AMEX | 8 | 0% |
| ETF:xase | Aberdeen Emerging Mkts Telecom & Infras Fund Inc. | AMEX | 4 | 60% |
| EVK:xase | Ever Glory International Group Inc. | AMEX | 5 | 0% |
| EVV:xase | Eaton Vance Limited Duration Income Fund | AMEX | 3 | 60% |
| EXE:xase | Crexendo Inc. | AMEX | 7 | 0% |
| FAX:xase | Aberdeen Asia-Pacific Income Fund Inc. | AMEX | 3 | 60% |
| FLL:xase | Full House Resorts Inc. | AMEX | 6 | 0% |
| FPP:xase | FieldPoint Petroleum Corp. | AMEX | 6 | 0% |
| FRD:xase | Friedman Industries Inc. | AMEX | 6 | 0% |
| FRS:xase | Frisch's Restaurants Inc. | AMEX | 5 | 0% |
| FSI:xase | Flexible Solutions International Inc. | AMEX | 5 | 0% |
| FSP:xase | Franklin Street Properties Corp. | AMEX | 3 | 60% |
| GBG:xase | Great Basin Gold Ltd | AMEX | 5 | 0% |
| GBR:xase | New Concept Energy Inc. | AMEX | 7 | 0% |
| GGN:xase | Gabelli Gl Gld NR & Inc. | AMEX | 3 | 60% |
| GGR:xase | GeoGlobal Resources Inc. | AMEX | 5 | 0% |
| GHM:xase | Graham Corp. | AMEX | 3 | 60% |
| GLO:xase | Clough Global Opportunities Fund | AMEX | 3 | 60% |
| GMO:xase | General Moly Inc. | AMEX | 4 | 60% |
| GOK:xase | Geokinetics Inc. | AMEX | 4 | 60% |
| GORO:xase | Gold Resource | AMEX | 3 | 60% |
| GPL:xase | Great Panther Silver Ltd | AMEX | 5 | 0% |
| GRC:xase | Gorman-Rupp Co. | AMEX | 3 | 60% |
| GRZ:xase | Gold Reserve Inc. | AMEX | 5 | 0% |
| GSB:xase | GlobalSCAPE Inc. | AMEX | 6 | 0% |
| GSS:xase | Golden Star Resources Limited Canada | AMEX | 3 | 60% |
| GST:xase | Gastar Exploration Ltd | AMEX | 5 | 0% |
| GSX:xase | Gasco Energy Inc. | AMEX | 8 | 0% |
| GTE:xase | Gran Tierra Energy Inc. | AMEX | 3 | 60% |
| GTU:xase | Central Gold Trust | AMEX | 3 | 60% |
| GV:xase | Goldfield Corp. | AMEX | 5 | 0% |
| GVP:xase | GSE Systems Inc. | AMEX | 6 | 0% |
| HEB:xase | Hemispherx BioPharma Inc. | AMEX | 6 | 0% |
| HKN:xase | HKN Inc. | AMEX | 6 | 0% |
| HRT:xase | Arrhythmia Research Technology Inc. | AMEX | 7 | 0% |
| HTM:xase | US Geothermal Inc. | AMEX | 5 | 0% |
| HWG:xase | Hallwood Group Inc. | AMEX | 5 | 0% |
| HWK:xase | Hawk Corp. | AMEX | 8 | 0% |
| IAF:xase | Aberdeen Australia Equity Closed Fund | AMEX | 3 | 60% |
| IBIO:xase | iBio Inc. | AMEX | 8 | 0% |
| ICH:xase | Investors Capital Holdings Ltd | AMEX | 5 | 0% |
| IDI:xase | SearchMedia Holdings Ltd | AMEX | 6 | 0% |
| IF:xase | Aberdeen Indonesia Fund Inc. Closed End Fund | AMEX | 5 | 0% |
| IFMI:xase | Institutional Financial Markets Inc. | AMEX | 8 | 0% |
| IGC:xase | India Globalization Capital Inc. | AMEX | 8 | 0% |
| IMH:xase | Impac Mortgage Holdings REIT | AMEX | 6 | 0% |
| IMO:xase | Imperial Oil Ltd | AMEX | 3 | 60% |
| INO:xase | Inovio Pharmaceuticals Inc. | AMEX | 6 | 0% |
| INV:xase | Innovaro Inc. | AMEX | 6 | 0% |
| ISR:xase | IsoRay Inc. | AMEX | 5 | 0% |
| ITI:xase | Iteris Inc. | AMEX | 5 | 0% |
| IVA:xase | ValueRich | AMEX | 8 | 0% |
| JRS:xase | Nuveen Real Estate Income Fund | AMEX | 5 | 0% |
| KBX:xase | Kimber Resources | AMEX | 5 | 0% |
| KGN:xase | Keegan Resources | AMEX | 3 | 60% |
| KUN:xase | China Shenghuo Pharmaceutical Holdings Inc. | AMEX | 7 | 0% |
| KXM:xase | Kobex Minerals Inc. | AMEX | 7 | 0% |
| LBY:xase | Libbey Inc. | AMEX | 4 | 60% |
| LCI:xase | Lannett Inc. | AMEX | 4 | 60% |
| LEI:xase | Lucas Energy Inc. | AMEX | 4 | 60% |
| LIA:xase | Liberty Acquisition Holdings Corp. | AMEX | 8 | 0% |
| LNG:xase | Cheniere Energy | AMEX | 6 | 0% |
| LODE:xase | Comstock Mining Inc. | AMEX | 6 | 0% |
| LPH:xase | Longwei Petroleum Investment Holding Ltd | AMEX | 7 | 0% |
| LTS:xase | Ladenburg Thalmann Financial Services Inc. | AMEX | 4 | 60% |
| MCF:xase | Contango Oil & Gas Co. | AMEX | 3 | 60% |
| MCZ:xase | Mad Catz Interactive Inc. | AMEX | 6 | 0% |
| MDW:xase | Midway Gold Corp. | AMEX | 6 | 0% |
| MEA:xase | Metalico Inc. | AMEX | 3 | 60% |
| MFN:xase | Minefinders Corp. Ltd | AMEX | 3 | 60% |
| MGH:xase | Minco Gold Corp. | AMEX | 7 | 0% |
| MGN:xase | Mines Management Inc. | AMEX | 6 | 0% |
| MGT:xase | MGT Capital Investments Inc. | AMEX | 7 | 0% |
| MSL:xase | Midsouth Bancorp Inc. | AMEX | 3 | 60% |
| MSN:xase | Emerson Radio Corp. | AMEX | 7 | 0% |
| MVG:xase | MAG Silver Corp. | AMEX | 3 | 60% |
| MXC:xase | Mexco Energy Corp. | AMEX | 5 | 0% |
| NAK:xase | Northern Dynasty | AMEX | 4 | 60% |
| NAVB:xase | Navidea Biopharmaceuticals | AMEX | 5 | 0% |
| NBS:xase | NeoStem Inc. | AMEX | 7 | 0% |
| NEP:xase | China North East Petroleum Holdings Ltd | AMEX | 6 | 0% |
| NEWN:xase | New Energy Systems Group | AMEX | 4 | 60% |
| NG:xase | NovaGold Resources Inc. | AMEX | 3 | 60% |
| NGD:xase | New Gold Inc. | AMEX | 3 | 60% |
| NHC:xase | National Healthcare Corp. | AMEX | 3 | 60% |
| NOG:xase | Northern Oil and Gas Inc. | AMEX | 3 | 60% |
| NSU:xase | Nevsun Resources Ltd | AMEX | 4 | 60% |
| OFI:xase | Overhill Farms Inc. | AMEX | 6 | 0% |
| ONP:xase | Orient Paper Inc. | AMEX | 6 | 0% |
| PAL:xase | North American Palladium Ltd | AMEX | 3 | 60% |
| PBTH:xase | PROLOR Biotech Inc. | AMEX | 6 | 0% |
| PCC:xase | PMC Commercial Trust | AMEX | 6 | 0% |
| PDC:xase | Pioneer Drilling Co. | AMEX | 4 | 60% |
| PDO:xase | Pyramid Oil Company | AMEX | 5 | 0% |
| PHC:xase | PHC Inc. | AMEX | 7 | 0% |
| PIP:xase | PharmAthene | AMEX | 5 | 0% |
| PLG:xase | Platinum Group Metals Ltd | AMEX | 4 | 60% |
| PLM:xase | Polymet Mining Corp. | AMEX | 6 | 0% |
| PLX:xase | Protalix BioTherapeutics Inc. | AMEX | 3 | 60% |
| PRK:xase | Park National Corp. | AMEX | 3 | 60% |
| PTN:xase | Palatin Technologies Inc. | AMEX | 7 | 0% |
| PZG:xase | Paramount Gold & Silver Corp. | AMEX | 4 | 60% |
| QMM:xase | Quaterra Resources Inc. | AMEX | 7 | 0% |
| QPSA:xase | Quepasa Corporation | AMEX | 8 | 0% |
| QRM:xase | Quest Rare Minerals Ltd | AMEX | 6 | 0% |
| RAE:xase | Rae Systems Inc. | AMEX | 5 | 0% |
| RBY:xase | Rubicon Minerals Corporation | AMEX | 8 | 0% |
| REE:xase | Rare Element Resources Ltd | AMEX | 4 | 60% |
| RIC:xase | Richmont Mines Inc. | AMEX | 5 | 0% |
| RNN:xase | Rexahn Pharmaceuticals Inc. | AMEX | 6 | 0% |
| ROX:xase | Castle Brands | AMEX | 6 | 0% |
| RTK:xase | Rentech Inc. | AMEX | 4 | 60% |
| RWC:xase | RELM Wireless | AMEX | 5 | 0% |
| SA:xase | Seabridge Gold Inc. | AMEX | 3 | 60% |
| SARA:xase | Saratoga Resources Inc Tex | AMEX | 8 | 0% |
| SEB:xase | Seaboard Corp. | AMEX | 3 | 60% |
| SGA:xase | Saga Communications Inc. | AMEX | 3 | 60% |
| SHZ:xase | China Shen Zhou Mining & Resources Inc. | AMEX | 8 | 0% |
| SIHI:xase | SinoHub Inc. | AMEX | 6 | 0% |
| SILU:xase | Sprott Resource Lending Corp. | AMEX | 5 | 0% |
| SIM:xase | Grupo Simec SAB de CV | AMEX | 5 | 0% |
| SOQ:xase | Sonde Resources Corp. | AMEX | 6 | 0% |
| SSN:xase | Samson Oil and Gas Ltd | AMEX | 3 | 60% |
| SUF:xase | SulphCo Inc. | AMEX | 8 | 0% |
| SVBL:xase | Silver Bull Resources Inc. | AMEX | 6 | 0% |
| TA:xase | TravelCenters of America LLC | AMEX | 5 | 0% |
| TAT:xase | TransAtlantic Petroleum Ltd | AMEX | 4 | 60% |
| TBV:xase | Tiens Biotech Group (USA) Inc. | AMEX | 6 | 0% |
| TCX:xase | Tucows Inc. | AMEX | 7 | 0% |
| TF:xase | Thai Capital Fund Inc. | AMEX | 5 | 0% |
| TGB:xase | Taseko Mines Ltd | AMEX | 4 | 60% |
| TGC:xase | Tengasco Inc. | AMEX | 7 | 0% |
| THM:xase | International Tower Hill Mines Ltd | AMEX | 4 | 60% |
| TIS:xase | Orchids Paper Products Co. | AMEX | 7 | 0% |
| TIV:xase | Tri-Valley Corp. | AMEX | 8 | 0% |
| TLR:xase | Timberline Resources Corp. | AMEX | 6 | 0% |
| TMP:xase | Tompkins Financial Corp. | AMEX | 3 | 60% |
| TPI:xase | Tianyin Pharmaceutical Co. Inc. | AMEX | 7 | 0% |
| TPLM:xase | Triangle Petroleum Corp. | AMEX | 3 | 60% |
| TRX:xase | Tanzanian Royalty Exploration Corp. | AMEX | 3 | 60% |
| TSH:xase | Teche Holding Co. | AMEX | 6 | 0% |
| UEC:xase | Uranium Energy Corp. | AMEX | 4 | 60% |
| ULU:xase | ULURU Inc. | AMEX | 7 | 0% |
| UMH:xase | UMH Properties Inc. | AMEX | 3 | 60% |
| UQM:xase | UQM Technologies Inc. | AMEX | 5 | 0% |
| URG:xase | Ur Energy Inc. | AMEX | 4 | 60% |
| URZ:xase | Uranerz Energy Corp. | AMEX | 5 | 0% |
| UTG:xase | Reaves Utility Income Closed Fund | AMEX | 3 | 60% |
| UVE:xase | Universal Insurance Holdings Inc. | AMEX | 3 | 60% |
| UWN:xase | Nevada Gold and Casinos Inc. | AMEX | 6 | 0% |
| VGZ:xase | Vista Gold Corp. | AMEX | 6 | 0% |
| VHC:xase | VirnetX Holding Corp. | AMEX | 4 | 60% |
| VOG:xase | Voyager Oil & Gas Inc. | AMEX | 5 | 0% |
| VRNG:xase | Vringo Inc. | AMEX | 6 | 0% |
| VTG:xase | Vantage Drilling Company | AMEX | 5 | 0% |
| WAC:xase | Walter Investment Management Corp. | AMEX | 3 | 60% |
| WEL:xase | Boots & Coots Inc. | AMEX | 8 | 0% |
| WRN:xase | Western Copper Corporation | AMEX | 6 | 0% |
| WSR:xase | Whitestone REIT | AMEX | 3 | 60% |
| WZE:xase | Wizzard Software Corp. | AMEX | 8 | 0% |
| XPO:xase | XPO Logistics Inc. | AMEX | 4 | 60% |
| XRA:xase | Exeter Resource Corp. | AMEX | 4 | 60% |
| YMI:xase | YM BioSciences Inc. | AMEX | 5 | 0% |
| ZBB:xase | ZBB Energy Corp. | AMEX | 8 | 0% |